Chartered Financial Analyst Level 1
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Which of the following combinations represents recommended procedures for compliance with the Standard on independence and objectivity?
Which of the following combinations represents recommended procedures for compliance with the Standard on independence and objectivity?
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A
Impose limits on investment personnel acquiring securities in private placements and prohibit employees from receiving reimbursement for air transportation from corporate issuers.
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B
Impose limits on investment personnel acquiring securities in private placements and remove a company from the restricted list if the firm is unwilling to permit dissemination of adverse opinions.
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