LeetQuiz Logo
Privacy Policy•contact@leetquiz.com
© 2025 LeetQuiz All rights reserved.
Chartered Financial Analyst Level 1

Chartered Financial Analyst Level 1

Get started today

Ultimate access to all questions.


Michael Mak, CFA, a portfolio manager, conducts comprehensive research and purchases Advance One Tech (AOT) stock for all suitable client portfolios. Subsequently, he buys AOT shares for his brother's fee-paying account, in which he holds beneficial ownership. After a month, AOT's stock price declines significantly, causing substantial losses for all clients. Are Mak's actions consistent with the CFA Institute Standards of Professional Conduct?

Exam-Like


Powered ByGPT-5