Chartered Financial Analyst Level 1
Get started today
Ultimate access to all questions.
Wang Dazong, CFA, is a sole proprietor investment advisor who trades the same securities as his clients and uses a rotating trade allocation method to ensure fairness. According to the CFA Institute Code of Ethics and Standards of Professional Conduct, Dazong's allocation procedure:
Wang Dazong, CFA, is a sole proprietor investment advisor who trades the same securities as his clients and uses a rotating trade allocation method to ensure fairness. According to the CFA Institute Code of Ethics and Standards of Professional Conduct, Dazong's allocation procedure:
Exam-Like