Chartered Financial Analyst Level 1
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A member manages two fee-paying family accounts at her firm. The member has the authority to vote on shares in Account 1 and the discretion to sell shares in Account 2. Under the CFA Institute Standards, is the member deemed a beneficial owner of the shares in these accounts?
A member manages two fee-paying family accounts at her firm. The member has the authority to vote on shares in Account 1 and the discretion to sell shares in Account 2. Under the CFA Institute Standards, is the member deemed a beneficial owner of the shares in these accounts?
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