
Chartered Financial Analyst Level 1
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A member employed by a large investment firm is contacted by CFA Institute to assist in a professional conduct investigation. The member discloses client information as requested, despite applicable laws mandating client confidentiality. Which Standard has the member most likely violated?
A member employed by a large investment firm is contacted by CFA Institute to assist in a professional conduct investigation. The member discloses client information as requested, despite applicable laws mandating client confidentiality. Which Standard has the member most likely violated?
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