Chartered Financial Analyst Level 1
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According to the recommended procedure for compliance with the Standard on fair dealing, a member employed by a large firm should:
A
Provide varying levels of service to clients selectively, depending on their investment requirements.
B
Disclose to clients and potential clients the methodology for selecting accounts to be included in an order.
C
Notify all firm employees about the details of forthcoming investment recommendations to ensure all clients' investment needs are addressed.