
Chartered Financial Analyst Level 1
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Sharon Chan, CFA, is an analyst at an investment firm. Chan issues a "buy" rating on a company in which her brother holds shares. Chan does not disclose her brother's holdings in her report as she has no beneficial ownership in her brother's account. Has Chan violated the CFA Institute Standards of Professional Conduct?
Sharon Chan, CFA, is an analyst at an investment firm. Chan issues a "buy" rating on a company in which her brother holds shares. Chan does not disclose her brother's holdings in her report as she has no beneficial ownership in her brother's account. Has Chan violated the CFA Institute Standards of Professional Conduct?
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