
Chartered Financial Analyst Level 1
Get started today
Ultimate access to all questions.
Tibor Figeczky, CFA, is an equity trader at Global Investment Bank (GB). Over the past three years, he has profitably traded the bank's investment portfolio, earning substantial bonuses. Internal auditors at GB have formally accused Figeczky of exceeding his trading authority and engaging in unauthorized trades. According to the CFA Institute Code of Ethics and Standards of Professional Conduct, Figeczky should most likely:
Tibor Figeczky, CFA, is an equity trader at Global Investment Bank (GB). Over the past three years, he has profitably traded the bank's investment portfolio, earning substantial bonuses. Internal auditors at GB have formally accused Figeczky of exceeding his trading authority and engaging in unauthorized trades. According to the CFA Institute Code of Ethics and Standards of Professional Conduct, Figeczky should most likely:
Exam-Like