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Chartered Financial Analyst Level 1

Chartered Financial Analyst Level 1

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Richard Hicks, CFA, is an investment advisor. A friend asks Hicks to share client contacts for charitable solicitations. Hicks declines to share current clients' details but provides email addresses of former clients. The next day, Hicks learns that his colleague, Claudia Moll, a Level III CFA candidate, did not disclose her personal bankruptcy due to medical bills. Have the Standards most likely been violated?

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