Answer-first summary for fast verification
Answer: procedures for reporting requirements related to personal transactions.
**Explanation:** According to Standard VI(A) - Disclosure of Conflicts, buy-side members and candidates are required to disclose their procedures for reporting requirements related to personal transactions. This ensures transparency and mitigates potential conflicts of interest. - **Option A** is incorrect because disclosing beneficial ownership in any security is not a requirement under this standard. - **Option C** is incorrect because blackout periods, as discussed in Standard VI(B) - Priority of Transactions, are designed to prevent front-running client trades and are not directly related to disclosure requirements under Standard VI(A).
Author: LeetQuiz Editorial Team
Ultimate access to all questions.
According to the Standard VI(A) on Disclosure of Conflicts, buy-side members should disclose to clients their:
A
beneficial ownership in any security.
B
procedures for reporting requirements related to personal transactions.
C
policies regarding blackout periods during which trading for clients is restricted.
No comments yet.