
Chartered Financial Analyst Level 1
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Lisa Hajak, CFA, recently started her own investment research firm after working at Cornerstone Country Bank. She updated a research report she originally wrote for the bank, replacing references to the bank with her new firm. She also incorporated conclusions from a real estate study published in the Wall Street Journal, citing the Journal as her source. Hajak provided the revised report to a former client of the bank to solicit business for her new firm. Concerning the reissued research report, Hajak least likely violated the CFA Institute Standards of Professional Conduct because she:
Lisa Hajak, CFA, recently started her own investment research firm after working at Cornerstone Country Bank. She updated a research report she originally wrote for the bank, replacing references to the bank with her new firm. She also incorporated conclusions from a real estate study published in the Wall Street Journal, citing the Journal as her source. Hajak provided the revised report to a former client of the bank to solicit business for her new firm. Concerning the reissued research report, Hajak least likely violated the CFA Institute Standards of Professional Conduct because she:
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