
Ultimate access to all questions.
Becky Wilkins, CFA, an analyst, prepares a buy recommendation for a stock. The recommendation is also suitable for her sister, a standard fee-paying client. To avoid a conflict of interest, Wilkins sends the recommendation to her sister one day after sending it to all of her other suitable clients. Wilkins then calls all of her premium fee-paying clients to provide further details about the recommendation.
Has Becky violated the Standard relating to fair dealing?
A
No
B
Yes, by providing further details about the recommendation to her premium fee-paying clients
C
Yes, by sending the recommendation to her sister one day after sending it to her other clients