Chartered Financial Analyst Level 2
Get started today
Ultimate access to all questions.
Comments
Loading comments...
Ultimate access to all questions.
Ralph Schmidt, CFA, is an equity analyst at TriAlpha Securities. Schmidt intends to work several hours on weekends to supplement his income, providing equity analysis consulting services to a client of TriAlpha.
To comply with the Standard relating to additional compensation arrangements, Schmidt must:
A
provide written notice only to TriAlpha before entering into a consulting arrangement with the client.
B
obtain written consent only from TriAlpha before entering into a consulting arrangement with the client.
C
obtain written consent from both TriAlpha and the client before entering into a consulting arrangement with the client.