Chartered Financial Analyst Level 2
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Ralph Schmidt, CFA, is an equity analyst at TriAlpha Securities. Schmidt intends to work several hours on weekends to supplement his income, providing equity analysis consulting services to a client of TriAlpha.
To comply with the Standard relating to additional compensation arrangements, Schmidt must:
Ralph Schmidt, CFA, is an equity analyst at TriAlpha Securities. Schmidt intends to work several hours on weekends to supplement his income, providing equity analysis consulting services to a client of TriAlpha.
To comply with the Standard relating to additional compensation arrangements, Schmidt must:
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A
provide written notice only to TriAlpha before entering into a consulting arrangement with the client.
B
obtain written consent only from TriAlpha before entering into a consulting arrangement with the client.
C
obtain written consent from both TriAlpha and the client before entering into a consulting arrangement with the client.
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