
Chartered Financial Analyst Level 2
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59 Amy Wynn, CFA, is a research analyst at an investment bank. In an email to all of her clients, she includes a research report with a "buy" recommendation on one of the stocks she covers. Afterwards, she calls her premium fee-paying clients to discuss the report in detail. When her standard fee-paying clients call about the report, she declines the calls and asks her research associate, who co-wrote the report, to return the calls on her behalf.
Did Wynn's actions violate the Standard related to fair dealing?
59 Amy Wynn, CFA, is a research analyst at an investment bank. In an email to all of her clients, she includes a research report with a "buy" recommendation on one of the stocks she covers. Afterwards, she calls her premium fee-paying clients to discuss the report in detail. When her standard fee-paying clients call about the report, she declines the calls and asks her research associate, who co-wrote the report, to return the calls on her behalf.
Did Wynn's actions violate the Standard related to fair dealing?
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