
Answer-first summary for fast verification
Answer: An employee training program that explains the policies and procedures for reviewing new account applications
## Explanation **Directive controls** are designed to ensure that specific actions are taken. They establish policies, procedures, and guidelines that direct behavior and ensure compliance with organizational standards. Let's analyze each option: - **Option A**: An employee training program that explains policies and procedures for reviewing new account applications - This is a **directive control** because it provides guidance and instructions to employees on how to perform their duties correctly. - **Option B**: A notification to a credit card customer about a potentially fraudulent transaction - This is a **detective control** because it identifies and alerts about potential issues after they have occurred. - **Option C**: An implementation of an antivirus software update - This is a **preventive control** because it aims to prevent security incidents from occurring in the first place. - **Option D**: A dual-factor authentication protocol - This is a **preventive control** because it prevents unauthorized access to critical systems. **Key distinctions:** - **Preventive controls**: Stop unwanted events from occurring - **Detective controls**: Identify and alert about events that have occurred - **Corrective controls**: Fix problems after they are detected - **Directive controls**: Guide and direct behavior through policies, procedures, and training The employee training program (Option A) clearly fits the definition of a directive control as it provides specific guidance on how to perform account review procedures.
Author: LeetQuiz .
Ultimate access to all questions.
An operational risk manager at a large retail bank is asked to review the framework for the bank's risk mitigation controls. As part of this review, the manager classifies the risk controls as preventive, detective, corrective, or directive. Which of the following should the manager classify as a directive control?
A
An employee training program that explains the policies and procedures for reviewing new account applications
B
A notification to a credit card customer about a potentially fraudulent transaction on that customer's account
C
An implementation of an antivirus software update across all of the bank's IT systems
D
A dual-factor authentication protocol that is used to control access to critical business systems
No comments yet.