
Financial Risk Manager Part 1
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A newly hired risk analyst at a bank is a certified FRM. The analyst is reviewing the bank's policies and procedures related to employee conduct and notices areas where they conflict with the GARP Code of Conduct. Which of the following is a potential consequence of violating the GARP Code of Conduct once a formal determination is made that such a violation has occurred?
A newly hired risk analyst at a bank is a certified FRM. The analyst is reviewing the bank's policies and procedures related to employee conduct and notices areas where they conflict with the GARP Code of Conduct. Which of the following is a potential consequence of violating the GARP Code of Conduct once a formal determination is made that such a violation has occurred?
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