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A newly hired financial advisor at a wealth management firm is a certified FRM. The advisor is reviewing the new employee handbook, which describes responsibilities for the position, suggested approaches to use when dealing with clients, and a typical day as a financial advisor. Which of the following actions if taken by the advisor would be a violation of the GARP Code of Conduct?
A
Guaranteeing that clients will not take a loss on an investment
B
Assuring clients that wealth managers will perform to the best of their abilities
C
Promising clients that they will have access to annual performance reports
D
Ensuring that clients' risk preferences are taken into consideration when selecting investments for their portfolios