Chartered Financial Analyst Level 1

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Which of the following is a violation of the Standards when local laws require firms to maintain client confidentiality? A member:

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Last updated: December 6, 2025 at 10:01

A

discloses information relating to illegal activities of a client to local authorities

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B

refuses to share details of a prospective client with his firm's marketing department

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C

refuses to disclose information about a client during an investigation by the CFA Institute Professional Conduct Program

100.0%

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